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PTO/SB/08A (04-03) 
Approved for use through 04/30/2003. OMB 0651-0031 
U.S. Patent and Trademarit Office: U.S. DEPARTMENT OF COMMERCE 
Under the Paperwork Reduction Act of 1995. no persons are fBqulred to respond to a collection of information unless it contains a valid OMB control numtw r. 



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New U>S. Application 



March 23, 2004 



Misty AZARA et al. 



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Attomey Docket Number 



FX/A3007Q2-3170G5 



U. S. PATENT DOCUMENTS 


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Number-Kind Code^"*"^ 






5,751 ,907 


05-12-1998 


Moebius et al. 








5,790,978 


08-04-1998 


Olive et al. 








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considered. Include copy of this form with next communication to applicant ' Applicant's unique citation designation number (optional). See Kinds Codes of 
USPTO Patent Documents at www.usDto.Qov or MPEP 901.04. ^ Enter Office that issued the document, by the two-better code (WlPO Standard ST,3). * For 
Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. ' Kind of document by 
the appropriate symbols as indicated on the document under WlPO Standard ST. 16 if possible. ° Applicant is to place a check mark here if English language 
Translation is attached. 

This collection of infonmation is required by 37 CFR 1 .97 and 1 .98. The information is required to obtain or retain a benefit by the public which Is to file (and by the 
USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, 
including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments 
on the amount of time you require to complete this form andJor suggestions for reducing this burden, should be sent to th e Chief Information Officer. U.S. Patent 
and Trademaric OfRce. U.S. Department of Commerce. Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND 
TO: Commissioner for Patents, Washington, DC 20231. 

if you need assistance in completing ttie fbnv, call 1-800-PTO-9199 (1-800-786-9199) and se/ecf option 2, 



Under the Paperwork Reduction Act of 1995. no persons are fequlred to fBSPond 



PTO/SB/08B (04-03) 
Approved for use through 04/30/2003. OMB 0651-0031 
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 
to a collection of infomiation unless it contains a valid OMB control numtier. 



Substitute for form 1449/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(Use as many sheets as necessary) 



Complete if Known 



Application Numk>er 



Filing Date 



First Named Inventor 



Art Unit 



Examiner Name 



NEW U.S. Application 



IVIarch 23. 2004 



Misty AZARA etal. 



Attorney Doclcet Number 



FX/A3007Q2-317005 



NON PATENT LITERATURE DOCUMENTS 


Examiner 
Initials* 


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No.^ 


Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of 
the item (book, magazine, joumal. serial, symposium, catalog, etc.), date, page(s), volume-issue 
number(s). publisher, city and/or country where published. 


T^ 






Black A.; Taylor, P,: CHATR: a generic speech synthesis system" in 
Proceedings of COLING74. II p. 83-986. Kyoto, 1994 








Haller. S. Fossum. T.: 'The Association Between Subject Matter and Discourse Segmentation", In 
The Proceedings of the Florida Al Research Symposium, Key West, FL, May 2001. 








Long, S. ; Kooper. R.;Abowd, G.: Atkeson, C, "Rapid Prototyping of Mobile Context-Aware 
Applications: the CyberGuide Case Study", in the Proceedings of the 2nd ACM Intemational 
Conferenece on Mobile Computing and Networking (MobiCom'96). pp. 97-107. November 10-12, 1996. 








Shriberg., E.; Stoike, A.; Hakkani-Tur, Dilek; Tur, Gokhan, "Prosody-Based Automatic Segmentation of 
Speech Utterances into Sentences and Topics'* in Speech Communication. 2000. 32, 1-2. Sept, pp. 
127-154. 








Stolcke.. A.; Schriberg, E.; Bates. R.; Coccaro N.; Jurafsky. D.; Martin. R.; Meteer. M.; Ries, K.; Taylor, P.; Van Ess-Dykema, C. "Dialog Act 
Modeling for Conversational Speech" in Applying Machine Learning to Discourse Processing. Papers from the 1998 AAAI Spring Symposium, 
Technical Report SS-98-01 (J. Chu-Carroll et al. eds.) Stanford CA pp. 98-105. AAAI Press, MenIo Park CA. 1998 








Wrede, B.; Schriberg, E., "Spotting 'HotSpots' in Meetings: Human 
Judgments and Prosdic Cues" in Proc. Eurospeech, Geneva , 2003. 








Levow. G.. "Prosodic Cues to Discourse Segment Boundaries in IHuman-Computer Dialogue**, In 
5th SIGdiai Worl^shop on Discourse and Dialogue Boston, April 30 and May 1, 2004. 








Lascarides, A. and Oberlander, J.. "Temporal Coherence and Defeasible Knowledge". 
Theoretical Linguistics. 19.1. pp. 1-35. Walter de Gruyter. Berlin. New York, 1993. 





















Examiner 




Date 




Signature 




Considered 





considered. Include copy of this form with next communication to applicant. 

1 Applicanrs unique citation designation numt)er (optional). 2 Applicant is to place a check mark here if English language Translation is attached. 
This collection of information Is required by 37 CFR 1 .98. The Information is required to obtain or retain a benefit by the public which is to file (and by the USPTO 
to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 120 minutes to complete, including 
gathering, preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments on the 
amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer. U.S. Patent and 
Trademark Office, U.S, Department of Commerce. Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: 
Commissioner for Patents, Washington, DC 20231. 



If you need assistance in compieting the form, cail l-eOO-PTO-SIBQ (1-800-76^9199) and select option 2.